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Oil & Gas - Assignments List 2017

  • Leucrotta Exploration Inc. - Acted as Co-Underwriter in a $80,000,550 Short-Form Prospectus Offering of 33,333,400 Common Shares and 1,852,000 CEE Flow-Through Shares - closed April, 2017.
 

Oil & Gas - Assignments List 2016

  • Marquee Energy Ltd - Acted as Strategic Advisor in a $73,500,000 Sale to Alberta Oilsands Inc. - closed December, 2016.
  • Marquee Energy Ltd - Acted as Lead Underwriter in a $2,814,095 Private Placement Offering of 16,553,500 CEE Flow-Through Shares - closed December, 2016.
  • Yoho Resources Inc - Acted as Financial Advisor in a $31,520,666 Corporate Sale to One Stone Energy Partners - closed September, 2016.
  • Tamarack Valley Energy Ltd - Acted as Co-Underwriter in a $81,605,983 Short-Form Prospectus Offering of 20,110,050 Subscription Receipts and 1,952,000 CDE Flow-Through Shares - closed July, 2016.
  • Ikkuma Resources Corp. - Acted as Co-Underwriter in a $10,000,350 Private Placement Offering of 14,085,000 CEE Flow-Through Shares - closed May, 2016.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $11,500,000 Short-Form Prospectus Offering of 11,500,000 Common Shares - closed May, 2016.
  • Traverse Energy Ltd - Acted as Sole Agent in a $2,797,435 Private Placement Offering of 2,379,633 CEE Flow-Through Shares, and 4,316,500 CDE Flow-Through Shares - closed May, 2016.
  • Marquee Energy Ltd - Acted as Strategic Advisor in a $5,570,000 Sale of a Non-Core, Shallow Gas Asset - closed May, 2016.
  • Eagle Energy Trust - Acted as Financial Advisor in a $13,200,000 Fairness Opinion regarding proposed conversion of Eagle Energy Trust into a corporation, Eagle Energy Inc. - closed January, 2016.
 

Oil & Gas - Assignments List 2015

  • Arsenal Energy Inc - Acted as Co-Underwriter in a $4,619,239 Private Placement Offering of 778,460 Common Shares, and 585,700 CEE Flow-Through Shares - closed July, 2015.
  • Yoho Resources Inc - Acted as Lead Underwriter in a $17,575,864 Private Placement Offering of 950,000 Common Shares, 7,562,300 CDE Flow-Through Shares and 11,850 8.25% Convertible Secured Second Lien Debentures - closed June, 2015.
  • Tamarack Valley Energy Ltd - Acted as Co-Underwriter in a $83,830,579 Short-Form Prospectus Offering of 15,212,200 Subscription Receipts, 4,564,350 Offered Shares, and 2,186,800 CDE Flow-Through Shares - closed June, 2015.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $20,002,390 Short-Form Prospectus Offering of 3,333,500 Common Shares, 1,010,500 CDE Flow-Through Shares and 5,582,000 CEE Flow-Through Shares - closed May, 2015.
  • Rock Energy Inc - Acted as Co-Underwriter in a $15,134,000 Short-Form Prospectus Offering of 6,440,000 Common Shares - closed February, 2015.
 

Oil & Gas - Assignments List 2014

  • Arsenal Energy Inc - Acted as Co-Underwriter in a $9,083,853 Short-Form Prospectus Offering of 912,950 CEE Flow-Through Shares - closed December, 2014.
  • Arsenal Energy Inc - Acted as Lead Underwriter in a $7,474,390 Short-Form Prospectus Offering of 799,400 CEE Flow-Through Shares - closed July, 2014.
  • Crocotta ExploreCo - Acted as Co-Underwriter in a $45,000,700 Private Placement Offering of 26,471,000 Subscription Receipts. - closed July, 2014.
  • Tuscany Energy Inc. - Acted as Lead Agent in a $3,000,000 Short-Form Prospectus Offering of 4,286,000 Units and 3,214,000 CDE Flow-Through Shares. - closed July, 2014.
  • Petrus Resources - Acted as Co-Agent in a $30,030,000 Private Placement Offering of 9,240,000 Common Shares - closed June, 2014.
  • Marquee Energy Ltd - Acted as Co-Underwriter in a $20,125,242 Short-Form Prospectus Offering of 22,125,242 Common Shares - closed May, 2014.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $27,500,275 Short-Form Prospectus Offering of 25,000,250 Common Shares - closed May, 2014.
  • Traverse Energy Ltd - Acted as Lead-Underwriter in a $11,500,000 Short-Form Prospectus Offering of 14,375,000 Common Shares - closed March, 2014.
  • Peyto Exploration & Development Corp. - Acted as Co-Underwriter in a $160,000,000 Short-Form Prospectus Offering of 4,720,000 Common Shares - closed February, 2014.
  • Rundell Creek Ltd. - Acted as Lead Agent in a $14,100,000 Private Placement Offering of 282 Units - closed January, 2014.
 

Oil & Gas - Assignments List 2013

  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $14,486,875 Short Form Prospectus Offering of 13,855,370 Common Shares, 7,755,000 CEE Flow-Through Shares and 3,394,915 CDE Flow-Through Shares - closed December, 2013.
  • Marquee Energy Ltd - Acted as Co-Underwriter in a $8,149,475 Private Placement Offering of 8,000,500 CEE Flow-Through Shares and 660,000 CDE Flow-Through Shares - closed November, 2013.
  • Sure Energy Inc. - Acted as Co-Underwriter in a $25,012,000 Private Placement Offering of 96,200,000 Subscription Receipts - closed September, 2013.
  • Palliser Oil & Gas Corp - Acted as Co-Underwriter in a $3,150,000 Short-form prospectus offering (the "Offering") on an underwritten basis of 5,000,000 common shares ("Shares"). - closed January, 2013.
 

Oil & Gas - Assignments List 2012

  • Corval Energy - Acted as Lead Agent in a $31,000,000 Private Placement of 44,285,715 Common Shares at a price of $0.70 per share - closed December, 2012.
  • Exall Energy Corporation - Acted as Co-Agent in a $3,221,000 Short Form Prospectus Offering of 3,221,000 Flow Through Shares at $1.00 per Flow Through Share - closed October, 2012.
  • Argent Energy Trust - Acted as Co-Underwriter in a $126,500,000 Short Form Prospectus Offering of 12,650,000 Units at $10.00 per unit. - closed October, 2012.
  • Andylan Canadian Mid-Market Catalyst Strategy Fund - Acted as Co-Agent in a $18,895,000 Private Placement of Limited Partnership Subscriptions - closed August, 2012.
  • Argent Energy Trust - Acted as Co-underwriter in a $244,145,000 Initial Public Offering of 24,414,500 Trust Units at $10 per Unit - closed August, 2012.
  • Argent Energy Trust - Acted as Co-Underwriter in a $110,000,000 Short Form Prospectus Offering of 11,000,000 Trust Units at $10.00 per Unit - closed August, 2012.
  • Eagle Energy Trust - Acted as Co-Underwriter in a $85,030,000 Short Form Prospectus Offering of 7,730,000 Units at $11.00 per Unit - closed May, 2012.
  • Online Energy - Acted as Co-Underwriter in a $1,220,792 Short Form Prospectus Offering of 2,916,700 Common Shares and 1,541,500 Flow Through Shares - closed April, 2012.
  • Exall Energy Corporation - Acted as Co-Underwriter in a $21,850,000 7.75% Convertible Unsecured Subordinated Debentures - closed March, 2012.
 

Oil & Gas - Assignments List 2011

  • Crocotta Energy Inc - Acted as Co Agent in a $25,002,850 Short Form Prospectus Offering of 5,971,000 Common Shares at $3.35 Common Share and 1,250,000 Flow Through Shares at $4.00 per Flow Through Share - closed December, 2011.
  • Yoho Resources Inc - Acted as Co-Agent in a $17,500,150 Short Form Prospectus Offering of 4,545,500 Common Shares at $3.30 per Common Share and 625,000 Flow Through Shares at $4.00 per Flow Through Share. - closed December, 2011.
  • Questfire Energy Corp - Acted as Co Agent in a $6,176,000 Prospectus Offering of a minimun 8,000 and a maximun 10,000 Units at $1,000 per Unit proceeds of $8-$10 million. Each Unit is comprised of 90 Class B Flow Through Shares at $10.oo per Class B Flow Through Share and 500 Class A Flow Though Shares at $0.20 per Class A Flow Through Share. - closed October, 2011.
  • Petrus Resources - Acted as Co Agent in a $41,806,418 Private Placement Offering of 17,338,050 Common Shares at $2.00 per Common Share and 2,970,966 Flow Through Shares at $2.40 per Flow Through Share - closed October, 2011.
  • Croverro Energy Inc. - Acted as Sole Agent in a $4,900,000 Private Placement Offering of $2,532,500 Common Shares at $0.70 per Common Share. - closed September, 2011.
  • Muirfield Resources Ltd. - Acted as Co Agent in a $27,500,800 Private Placement Offering of 17,188,000 Common Share at $1.60 per Common Share - closed July, 2011.
  • Waldron Energy Corp - Acted as Co Underwriter in a $10,001,400 Private Placement Offering of 2,532,500 Flow Through Shares at $3.95 per Flow Through Share. - closed June, 2011.
  • Yangarra Resources Ltd - Acted as Co Underwriter in a $10,000,000 Private Placement Offering of 12,000,000 Flow Through Shares at $0.80 per Flow Through Share. - closed June, 2011.
  • Charger Energy Corp. - Acted as Co Underwriter in a $30,000,250 Private Placement Offering of 17,143,000 Common Shares at $1.75 per Common Share. - closed June, 2011.
  • Yangarra Resources Ltd - Acted as Co Underwriter in a $17,251,725 Short Form Prospectus Offering of 23,632,500.00 Common Shares at a price of $0.73 per Common Share. - closed March, 2011.
  • Waldron Energy Corp - Acted as Co Underwriter in a $5,002,500 Private Placement Offering of 1,334,00 million Flow Through Shares at $3.75 per Flow Through Share. - closed February, 2011.
  • Yoho Resources Inc - Acted as Lead Underwriter in a $12,000,000 Private Placement Offering of 2,000,000 Common Shares at $4.00 per Commmon Share and 88,334 Flow Through Shares at $4.80 per Flow Through Share. - closed February, 2011.
  • Kallisto Energy Corp - Acted as Sole Underwriter in a $5,000,000 Short Form Prospectus of 5,882,354 Flow Through Shares at a price of $0.85 per Flow Through Share. - closed February, 2011.
  • Crocotta Energy Inc - Acted as Co Underwriter in a $35,960,500 Short Form Prospectus Offering of 15,635,000 Common Shares at a price of $2.30 per Common Share. - closed February, 2011.
  • Croverro Energy Inc. - Acted as Sole Advisor in a $3,150,000 Arranged a capital infusion of $3,150,000 and a Joint Venture Agreement between the Company and a Capital Provider. - closed January, 2011.
 

Oil & Gas - Assignments List 2010

  • Kallisto Energy Corp - Acted as Lead Underwriter in a $13,000,000 Private Placement of 1,578,948 Flow Through Special Warrants and a price of $0.95 per Special Warrant and 13,939,395 Common Share Special Warrants and a price of $0.825 per Special Warrant. - closed June, 2010.
  • Reliable Energy Ltd - Acted as Co Underwriter in a $15,000,000 Private Placement of 30,000,000 Special Warrants at $0.30 per Special Warrant and 16,500,000 Flow Through Shares at $0.365 per Flow Through Share. - closed May, 2010.
  • Athabasca Oil Sands Corp - Acted as Co Underwriter in a $1,552,500,000 Initial Public Offering of 86,250,000 Common Shares at $18 per Common Share. - closed April, 2010.
  • Yoho Resources Inc - Acted as Co Underwriter in a $12,637,500 Short Form Prospectus Offering of 2,875,000 Common Shares at a price of $2.70 per Common Share and 1,500,000 Flow Through Shares at a price of $3.25 per Flow Through Share - closed March, 2010.
  • Terra Energy Corp - Acted as Co Underwriter in a $23,500,000 Short Form Prospectus Offering of 5,000,000 Common Shares at $1.80 per Common Share and 6,250,000 Flow Through Shares at $2.16 per Flow Through Share. - closed March, 2010.
  • Twin Butte Energy Ltd - Acted as Co Underwriter in a $23,000,000 Short Form Prospectus Offering of 18,400,000 Common Shares at a price of $1.25 per Common Share - closed February, 2010.
  • Monterey Exploration Ltd - Acted as Co Underwriter in a $20,000,400 Short Form Prospectus Offering of 4,762,000 Common Shares at $4.20 per Flow Through Share. - closed February, 2010.
  • Second Wave Petroleum Inc - Acted as Co Underwriter in a $20,000,000 Short Form Prospectus Offering of 10,000,000 Common Shares at $2.00 per Common Share. - closed February, 2010.
 

Growth Companies - Assignments List 2017

  • K-Bro Linen Inc. - Acted as Co-Underwriter in a $57,684,000 Short-Form Prospectus Offering of Common Shares - closed April, 2017. K-Bro is the largest owner and operator of laundry and linen processing facilities in Canada.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $31,899,998 Short Form Prospectus Offering of Common Shares - closed March, 2017. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • The Western Investment Company of Canada Limited - Acted as Co-Lead Underwriter in a $12,419,713 Short-Form Prospectus Offering of Common Shares - closed February, 2017. Western’s strategy is to create a diversified portfolio of established Western Canadian businesses and create value through the identification and long-term ownership of companies with sustained cash flows and strong potential for organic growth.
  • Slyce Inc - Acted as Financial Advisor in a $2,835,000 Asset Sale to Anzu Partners LLC - closed January, 2017. Slyce delivers sophisticated visual search technologies and is currently focused on enabling a powerful sales channel for major retailers an their customers. Slyce’s technology is used by large retail brands such as Neiman Marcus, Urban Outfitters, JCPenny and Home Depot.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $69,000,828 Short-Form Prospectus Offering of Common Shares - closed January, 2017. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
 

Growth Companies - Assignments List 2016

  • Park Lawn Corporation - Acted as Co-Underwriter in a $46,000,000 Short-Form Prospectus Offering of Common Shares - closed November, 2016. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan and Michigan (USA).
  • People Corporation - Acted as Co-Lead Underwriter in a $20,126,150 Private Placement offering of Common Shares - closed October, 2016. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • Cargojet Inc. - Acted as Co-Underwriter in a $125,000,000 Short Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed September, 2016. Cargojet is Canada’s leading provider of time sensitive overnight air cargo services and carries over 1,300,000 pounds of cargo each business night.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $27,240,609 Short Form Prospectus Offering of Common Shares - closed July, 2016. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Hardwoods Distribution Inc - Acted as Co-Underwriter in a $57,512,075 Short-Form Prospectus Offering of Subscription Receipts - closed June, 2016. Hardwoods is one of North America`s largest distributors of high-grade hardwood lumber, sheet goods and architectural millwork to the cabinet, moulding, millwork, furniture and specialty wood products industries.
  • Firan Technology Group Corporation - Acted as Lead Underwriter in a $6,900,000 Private Placement of Special Warrants - closed May, 2016. Firan is an aerospace and defense electronics product and subsystem supplier to customers around the globe. Firan has two operating units: circuits and aerospace.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $80,500,000 Short-Form Prospectus Offering of Common Shares - closed March, 2016. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
 

Growth Companies - Assignments List 2015

  • Park Lawn Corporation - Acted as Co-Underwriter in a $24,212,100 Short-Form Prospectus Offering of Subscription Receipts - closed December, 2015. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan and Michigan (USA).
  • Star Valley Drilling Ltd. - Acted as Co-Agent in a $12,000,000 Private Placement of Subscription Receipts - closed December, 2015. Star Valley Drilling is a private Oil & Gas drilling company in Western Canada.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $115,035,478 Short-Form Prospectus Offering of Common Shares - closed July, 2015. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $210,001,950 Private Placement of Subscription Receipts - closed June, 2015. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
  • People Corporation - Acted as Co-Lead Underwriter in a $14,388,800 Private Placement offering of Common Shares - closed May, 2015. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • CRH Medical Corporation - Acted as Co-Underwriter in a $27,370,000 Short-Form Prospectus Offering of Common Shares - closed March, 2015. CRH is a North American company focused on providing physicians with innovative products and services for the treatment of gastrointestinal diseases.
 

Growth Companies - Assignments List 2014

  • K-Bro Linen Inc. - Acted as Co-Underwriter in a $34,839,250 Short-Form Prospectus Offering of Common Shares - closed December, 2014. K-Bro is the largest owner and operator of laundry and linen processing facilities in Canada.
  • Sylogist - Acted as Lead Underwriter in a $27,500,000 Placement offering of Common Shares - closed September, 2014. Sylogist is a technology innovation company which, through strategic acquisitions, investments and operations management, provides Enterprise Systems and Supply Chain intellectual property solutions to a wide range of public and private sector customers.
  • Northern Frontier Corp - Acted as Co-Lead Underwriter in a $21,656,817 Short-Form Prospectus offering of Units - closed August, 2014. Northern Frontier provides sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • High Rock Canadian High Yield Bond Fund­ - Acted as Co-Agent in a $23,750,000 Initial Public Offering of Units - closed August, 2014. The Fund was established to provide Unit holders with investment exposure to a diversified portfolio of Canadian High Yield fixed income securities.
  • Input Capital Corp - Acted as Co-Underwriter in a $46,287,500 Short-Form Prospectus Offering of Common Shares - closed July, 2014. Input Capital Corp. operates as an agricultural streaming company. The company makes upfront payments to farmers in exchange for a fixed amount of grain in future years
  • Canexus Corporation - Acted as Co-Underwriter in a $85,550,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed June, 2014. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $87,417,135 Short-Form Prospectus Offering of Common Shares - closed June, 2014. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • CWC Energy Services Corp - Acted as Co Underwriter in a $28,786,800 Short-Form Prospectus offering of Subscription Receipts - closed April, 2014. CWC Well Services is a premier well servicing company operating in the Western Canadian Sedimentary Basin (WCSB) with a complementary suite of oilfield services including service rigs, coil tubing, snubbing and well testing.
  • Sylogist - Acted as Lead-Underwriter in a $15,130,000 Private Placement offering of Common Shares - closed April, 2014. Sylogist is a technology innovation company which, through strategic acquisitions, investments and operations management, provides Enterprise Systems and Supply Chain intellectual property solutions to a wide range of public and private sector customers.
  • People Corporation - Acted as Co-Lead Underwriter in a $10,352,358 Private Placement offering of Common Shares - closed April, 2014. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • Canexus Corporation - Acted as Co-Underwriter in a $150,080,000 Short-Form Prospectus Offering of Common Shares - closed February, 2014. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
 

Growth Companies - Assignments List 2013

  • Northern Frontier Corporation - Acted as Lead Underwriter in a $12,372,850 Short-Form Prospectus Offering of Units - closed December, 2013. Northern Frontier provides sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • DirectCash Payments Inc. - Acted as Co-Underwriter in a $15,200,000 Short-Form Prospectus offering of Common Shares - closed November, 2013. DirectCash is a fully integrated financial product and service provider focused on ATM terminals, debit terminals, prepaid products, cash cards and transaction processing.
  • New Look Eyewear Inc - Acted as Co-Underwriter in a $25,000,000 Private Placement offering of Subscription Receipts - closed November, 2013. New Look is a leader in the eye care industry in Eastern Canada having a network of 74 corporate stores under the New Look banner, two affiliated clinics and a laboratory using state-of-the-art technologies and also 65 stores under the Vogue Optical banner and a lens manufacturing facility.
  • Input Capital Corp - Acted as Co-Underwriter in a $41,002,779 Short-Form Prospectus Offering and Private Placement of Common Shares - closed October, 2013. Input Capital Corp. operates as an agricultural streaming company. The company makes upfront payments to farmers in exchange for a fixed amount of grain in future years
  • Canexus Corporation - Acted as Co-Underwriter in a $107,500,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed September, 2013. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
  • Northern Frontier Corporation - Acted as Co-Agent in a $18,311,825 Long-Form Prospectus Offering of Subscription Receipts - closed September, 2013. Northern Frontier is using the offering proceeds to acquire a group of companies that provide sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • Pure Multi-Family REIT - Acted as Co-Underwriter in a $23,000,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed August, 2013. Pure Multi is a USD denominated vehicle that offers investors exclusive exposure to U.S. multi-family real estate assets.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $105,894,300 Short-Form Prospectus Offering of Common Shares - closed July, 2013. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Canexus Corporation - Acted as Co-Underwriter in a $115,055,200 Short-Form Prospectus Offering of Common Shares - closed June, 2013. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Pure Multi-Family REIT - Acted as Co-Underwriter in a $35,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2013. Pure Multi is a USD denominated vehicle that offers investors exclusive exposure to U.S. multi-family real estate assets.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $54,142,000 Short Form Prospectus Offering of Common Shares - closed January, 2013. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
 

Growth Companies - Assignments List 2012

  • Mediagrif Interactive Technologies Inc - Acted as Co-Underwriter in a $35,000,000 Short Form Prospectus Offering of Common Shares - closed December, 2012. Mediagrif Interactive is a provider of e-commerce hosted computer technology, providing dedicated web platforms to specific business sectors that allow for the interactions of buyers and sellers for the purchase and sale of products and exchange of information.
  • Canexus Corporation - Acted as Co-Underwriter in a $86,307,500 Short Form Prospectus Offering of Common Shares - closed December, 2012. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Stella-Jones Inc - Acted as Co-Underwriter in a $48,960,000 Private Placement of Subscription Receipts - closed November, 2012. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marine and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $69,000,000 Short-Form Prospectus offering of Convertible Debentures - closed July, 2012. Fortress Paper produces a wide range of paper products. The Company’s products include security papers, wallpapaer base, and other specialty papers.
  • Cervus Equipment Corp - Acted as Co-Underwriter in a $34,500,000 Short-Form Prospectus Offering of Convertible Debentures - closed July, 2012. Cervus acquires and manages authorized equipment dealerships in Western Canada. The Company operates 31 John Deere, AR Williams, Bobcat, and JCB equipment dealerships across Alberta, British Columbia, Saskatchewan, and Manitoba. Cervus recently expanded into New Zealand.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $60,912,500 Short Form Prospectus Offering of Common Shares - closed July, 2012. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $49,042,500 Short-Form Prospectus Offering of Common Shares - closed June, 2012. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Maple Leaf Energy Income LP - Acted as Co-Agent in a $18,890,500 Initial Public Offering of Limited Partnership Units - closed April, 2012. Maple Leaf is a limited partnership created to invest in joint ventures or participation agreements on selected properties with oil & gas exploration and production companies.
  • Advantaged Canadian High Yield Bond Fund - Acted as Co-Agent in a $17,000,000 Short-Form Prospectus Offering of Units - closed March, 2012. Advantaged is a fund created to provide investors with exposure to a portfolio of high yield fixed income securities (“Canadian HY Corporate Bonds”).
  • Stella-Jones Inc - Acted as Co-Underwriter in a $84,000,000 Secondary Offering of Common Shares - closed February, 2012. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marnie and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
 

Growth Companies - Assignments List 2011

  • Alaris Royalty Corp - Acted as Lead Underwriter in a $40,053,000 Short-Form Prospectus Offering of Common Shares - closed December, 2011. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $35,000,000 Short-Form Prospectus offering of Convertible Debentures - closed December, 2011. Fortress Paper produces a wide range of paper products. The Company's products include security papers, wallpaper base, and other specialty papers.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $4,479,000 Private Placement of Stapled Units - closed November, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $3,000,000 Private Placement of Stapled Units - closed July, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • Canexus Corporation - Acted as Co-Underwriter in a $60,000,000 Short-Form Prospectus Offering of Convertible Debentures - closed June, 2011. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $52,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2011. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfeild drilling, and industrial workspace sectors.
  • Pinetree Capital Ltd - Acted as Co-Agent in a $75,000,000 Private Placement of Convertible Debentures - closed May, 2011. Pinetree is a diversified investment and venture capital firm focused on the small cap market. Pinetree's investments are primarily in the resources sector: Precious Metals, Base Metals, Oil and Gas, Potash, Lithium and Rare Earths, uranium and Coal.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $10,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • IROC Energy Services Corp - Acted as Co-Lead Underwriter in a $22,308,762 Short-Form Prospectus offering of Common Shares - closed April, 2011. IROC provides a diverse range of products, services and equipment to the oil and gas industry. The company operates 36 service rigs, a rental equipment business, and a downhole sensor business line.
  • Canexus Income Fund - Acted as Co-Underwriter in a $477,053,466 Secondary Offering of Trust Units - closed February, 2011. Canexus manufactures and supplies sodium chloride, chlor-alkali, and soduim chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $57,548,588 Short Form Prospectus offering of Common Shares - closed February, 2011. Fortress Paper produces a wide range of paper products. The Company's products include security papers, wallpaper base, and other specialty papers.
 

Growth Companies - Assignments List 2010

  • Alaris Royalty Corp - Acted as Lead Underwriter in a $26,088,500 Shot-Form Prospectus Offering of Subscription Receipts - closed December, 2010. Alaris provides alternative financing for a diversified group of private businessess in exchange for royalties or distributions from the Private Company Partners.
  • Priviti Energy Limited Partnership - Acted as Co-Agent in a $57,500,000 Private Placement of Limited Partnership Units - closed October, 2010. Priviti investes in quality private Canadain companies and limited partnerships that conduct business within the Canadian energy industry and offer potential for substantial capital appreciation.
  • Canexus Income Fund - Acted as Co-Underwriter in a $60,000,000 Short Form Prospectus Offering of Convertible Debentures - closed September, 2010. Canexus soduin chloride, chor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • DirectCash Income Fund - Acted as Co-Underwriter in a $57,500,000 Short Form Prospectus Offering of Trust Units - closed September, 2010. Direct Cash is the Canadian independent market leader in the ATM, debit terminal and prepaid cash businessess.
  • Western Financial Group Inc - Acted as Co Underwriter in a $17,264,088 Short Form Prospectus Offering of Common Shares. - closed June, 2010. Western Financial Group is one of Western Canada’s leading financial service companies in Western Canada. The Company provides more than 250,000 customers with insurance, investment and banking products through WFG Agency Network, Western Life and Bank West.
  • Athabasca Oil Sands Corp - Acted as Co Underwriter in a $1,552,500,000 Initial Public Offering of Common Shares - closed April, 2010. Athabasca Oil Sands Corp acquires and develops oil sands leases in the Athabasca area of Northern Alberta.
  • Stella-Jones Inc - Acted as Co Underwriter in a $80,050,000 bought deal private placement of Subscription Receipts - closed March, 2010. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marine and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
  • Black Diamond Group Ltd - Acted as Co Underwriter in a $25,334,400 Short Form Prospectus Offering of Common Shares - closed March, 2010. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Enesco Energy Services Corp. - Acted as Co Underwriter in a $8,000,000 Private Placement of Units - closed February, 2010. Enesco supplies energy related service. The company's services include well swabbing, production testing, directional drilling, cased hole logging, perforating, and propellant stimulation services.
  • Priviti Energy Limited Partnership - Acted as Co Agent in a $30,000,000 Private Placement of Limited Partnership Units - closed January, 2010. Priviti invests in quality private Canadian companies and limited partnerships that conduct business within the Canadian energy industry and offer potential for substantial capital appreciation.