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Oil & Gas - Assignments List 2018

 

Oil & Gas - Assignments List 2017

  • Surge Energy Inc. - Acted as Co-Underwriter in a $44,500,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed November, 2017.
  • Razor Energy Corp. - Acted as Co-Agent in a $17,250,000 Short-Form Prospectus Offering of 5,750,000 Subscription Receipts - closed May, 2017.
  • Leucrotta Exploration Inc. - Acted as Co-Underwriter in a $80,000,550 Short-Form Prospectus Offering of 33,333,400 Common Shares and 1,852,000 CEE Flow-Through Shares - closed April, 2017.
 

Oil & Gas - Assignments List 2016

  • Marquee Energy Ltd - Acted as Strategic Advisor in a $73,500,000 Sale to Alberta Oilsands Inc. - closed December, 2016.
  • Marquee Energy Ltd - Acted as Lead Underwriter in a $2,814,095 Private Placement Offering of 16,553,500 CEE Flow-Through Shares - closed December, 2016.
  • Yoho Resources Inc - Acted as Financial Advisor in a $31,520,666 Corporate Sale to One Stone Energy Partners - closed September, 2016.
  • Tamarack Valley Energy Ltd - Acted as Co-Underwriter in a $81,605,983 Short-Form Prospectus Offering of 20,110,050 Subscription Receipts and 1,952,000 CDE Flow-Through Shares - closed July, 2016.
  • Ikkuma Resources Corp. - Acted as Co-Underwriter in a $10,000,350 Private Placement Offering of 14,085,000 CEE Flow-Through Shares - closed May, 2016.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $11,500,000 Short-Form Prospectus Offering of 11,500,000 Common Shares - closed May, 2016.
  • Traverse Energy Ltd - Acted as Sole Agent in a $2,797,435 Private Placement Offering of 2,379,633 CEE Flow-Through Shares, and 4,316,500 CDE Flow-Through Shares - closed May, 2016.
  • Marquee Energy Ltd - Acted as Strategic Advisor in a $5,570,000 Sale of a Non-Core, Shallow Gas Asset - closed May, 2016.
  • Eagle Energy Trust - Acted as Financial Advisor in a $13,200,000 Fairness Opinion regarding proposed conversion of Eagle Energy Trust into a corporation, Eagle Energy Inc. - closed January, 2016.
 

Oil & Gas - Assignments List 2015

  • Arsenal Energy Inc - Acted as Co-Underwriter in a $4,619,239 Private Placement Offering of 778,460 Common Shares, and 585,700 CEE Flow-Through Shares - closed July, 2015.
  • Yoho Resources Inc - Acted as Lead Underwriter in a $17,575,864 Private Placement Offering of 950,000 Common Shares, 7,562,300 CDE Flow-Through Shares and 11,850 8.25% Convertible Secured Second Lien Debentures - closed June, 2015.
  • Tamarack Valley Energy Ltd - Acted as Co-Underwriter in a $83,830,579 Short-Form Prospectus Offering of 15,212,200 Subscription Receipts, 4,564,350 Offered Shares, and 2,186,800 CDE Flow-Through Shares - closed June, 2015.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $20,002,390 Short-Form Prospectus Offering of 3,333,500 Common Shares, 1,010,500 CDE Flow-Through Shares and 5,582,000 CEE Flow-Through Shares - closed May, 2015.
  • Rock Energy Inc - Acted as Co-Underwriter in a $15,134,000 Short-Form Prospectus Offering of 6,440,000 Common Shares - closed February, 2015.
 

Oil & Gas - Assignments List 2014

  • Arsenal Energy Inc - Acted as Co-Underwriter in a $9,083,853 Short-Form Prospectus Offering of 912,950 CEE Flow-Through Shares - closed December, 2014.
  • Arsenal Energy Inc - Acted as Lead Underwriter in a $7,474,390 Short-Form Prospectus Offering of 799,400 CEE Flow-Through Shares - closed July, 2014.
  • Crocotta ExploreCo - Acted as Co-Underwriter in a $45,000,700 Private Placement Offering of 26,471,000 Subscription Receipts. - closed July, 2014.
  • Tuscany Energy Inc. - Acted as Lead Agent in a $3,000,000 Short-Form Prospectus Offering of 4,286,000 Units and 3,214,000 CDE Flow-Through Shares. - closed July, 2014.
  • Petrus Resources - Acted as Co-Agent in a $30,030,000 Private Placement Offering of 9,240,000 Common Shares - closed June, 2014.
  • Marquee Energy Ltd - Acted as Co-Underwriter in a $20,125,242 Short-Form Prospectus Offering of 22,125,242 Common Shares - closed May, 2014.
  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $27,500,275 Short-Form Prospectus Offering of 25,000,250 Common Shares - closed May, 2014.
  • Traverse Energy Ltd - Acted as Lead-Underwriter in a $11,500,000 Short-Form Prospectus Offering of 14,375,000 Common Shares - closed March, 2014.
  • Peyto Exploration & Development Corp. - Acted as Co-Underwriter in a $160,000,000 Short-Form Prospectus Offering of 4,720,000 Common Shares - closed February, 2014.
  • Rundell Creek Ltd. - Acted as Lead Agent in a $14,100,000 Private Placement Offering of 282 Units - closed January, 2014.
 

Oil & Gas - Assignments List 2013

  • Yangarra Resources Ltd - Acted as Co-Underwriter in a $14,486,875 Short Form Prospectus Offering of 13,855,370 Common Shares, 7,755,000 CEE Flow-Through Shares and 3,394,915 CDE Flow-Through Shares - closed December, 2013.
  • Marquee Energy Ltd - Acted as Co-Underwriter in a $8,149,475 Private Placement Offering of 8,000,500 CEE Flow-Through Shares and 660,000 CDE Flow-Through Shares - closed November, 2013.
  • Sure Energy Inc. - Acted as Co-Underwriter in a $25,012,000 Private Placement Offering of 96,200,000 Subscription Receipts - closed September, 2013.
  • Palliser Oil & Gas Corp - Acted as Co-Underwriter in a $3,150,000 Short-form prospectus offering (the "Offering") on an underwritten basis of 5,000,000 common shares ("Shares"). - closed January, 2013.
 

Growth Companies - Assignments List 2018

  • Park Lawn Corporation - Acted as Co-Underwriter in a $189,758,625 Short-Form Prospectus Offering of Subscription Receipts - closed May, 2018. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan, Illinois, Kansas, Kentucky, Michigan, Mississippi, Missouri, New Mexico and Texas (USA).
  • Sangoma Technologies Corporation - Acted as Co-Lead Underwriter in a $13,138,000 Private Placement Offering of Common Shares - closed March, 2018. Sangoma Technologies is a trusted leader in delivering Unified Communications solutions for SMBs, Enterprises, OEMs, Carriers and service providers.
  • Pollard Banknote Limited - Acted as Co-Lead Underwriter in a $38,191,500 Short Form Prospectus Offering of Common Shares – closed February 2018 - closed February, 2018. Pollard Banknote is a leading lottery partner to more than 60 lotteries worldwide, providing high quality instant ticket products, licensed games, and a full suite of digital offerings ranging from a game apps to comprehensive player engagement and iLottery solutions, including strategic marketing and management services.
 

Growth Companies - Assignments List 2017

  • K-Bro Linen Inc. - Acted as Co-Underwriter in a $34,533,810 Short Form Prospectus Offering of Common Shares - closed December, 2017. K-Bro is the largest owner and operator of laundry and linen processing facilities in Canada and with operations in Scotland and the North East of England.
  • People Corporation - Acted as Co-Underwriter in a $25,303,220 Private Placement Offering of Common Shares - closed November, 2017. People Corporation. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • Park Lawn Corporation - Acted as Co-Underwriter in a $80,517,250 Short-Form Prospectus Offering of Common Shares - closed June, 2017. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan, Michigan, Kentucky, Illinois and Texas (USA).
  • K-Bro Linen Inc. - Acted as Co-Underwriter in a $57,684,000 Short-Form Prospectus Offering of Common Shares - closed April, 2017. K-Bro is the largest owner and operator of laundry and linen processing facilities in Canada.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $31,899,998 Short Form Prospectus Offering of Common Shares - closed March, 2017. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • The Western Investment Company of Canada Limited - Acted as Co-Lead Underwriter in a $12,419,713 Short-Form Prospectus Offering of Common Shares - closed February, 2017. Western’s strategy is to create a diversified portfolio of established Western Canadian businesses and create value through the identification and long-term ownership of companies with sustained cash flows and strong potential for organic growth.
  • Slyce Inc - Acted as Financial Advisor in a $2,835,000 Asset Sale to Anzu Partners LLC - closed January, 2017. Slyce delivers sophisticated visual search technologies and is currently focused on enabling a powerful sales channel for major retailers an their customers. Slyce’s technology is used by large retail brands such as Neiman Marcus, Urban Outfitters, JCPenny and Home Depot.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $69,000,828 Short-Form Prospectus Offering of Common Shares - closed January, 2017. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
 

Growth Companies - Assignments List 2016

  • Park Lawn Corporation - Acted as Co-Underwriter in a $46,000,000 Short-Form Prospectus Offering of Common Shares - closed November, 2016. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan and Michigan (USA).
  • People Corporation - Acted as Co-Lead Underwriter in a $20,126,150 Private Placement offering of Common Shares - closed October, 2016. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • Cargojet Inc. - Acted as Co-Underwriter in a $125,000,000 Short Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed September, 2016. Cargojet is Canada’s leading provider of time sensitive overnight air cargo services and carries over 1,300,000 pounds of cargo each business night.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $27,240,609 Short Form Prospectus Offering of Common Shares - closed July, 2016. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Hardwoods Distribution Inc - Acted as Co-Underwriter in a $57,512,075 Short-Form Prospectus Offering of Subscription Receipts - closed June, 2016. Hardwoods is one of North America`s largest distributors of high-grade hardwood lumber, sheet goods and architectural millwork to the cabinet, moulding, millwork, furniture and specialty wood products industries.
  • Firan Technology Group Corporation - Acted as Lead Underwriter in a $6,900,000 Private Placement of Special Warrants - closed May, 2016. Firan is an aerospace and defense electronics product and subsystem supplier to customers around the globe. Firan has two operating units: circuits and aerospace.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $80,500,000 Short-Form Prospectus Offering of Common Shares - closed March, 2016. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
 

Growth Companies - Assignments List 2015

  • Park Lawn Corporation - Acted as Co-Underwriter in a $24,212,100 Short-Form Prospectus Offering of Subscription Receipts - closed December, 2015. Park Lawn Corporation is a Canada-based corporation which owns and operates cemeteries, crematoriums, and funeral homes in the Greater Toronto Area, Ottawa, Western Quebec, Manitoba, Saskatchewan and Michigan (USA).
  • Star Valley Drilling Ltd. - Acted as Co-Agent in a $12,000,000 Private Placement of Subscription Receipts - closed December, 2015. Star Valley Drilling is a private Oil & Gas drilling company in Western Canada.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $115,035,478 Short-Form Prospectus Offering of Common Shares - closed July, 2015. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Tidewater Midstream and Infrastructure Ltd - Acted as Co-Underwriter in a $210,001,950 Private Placement of Subscription Receipts - closed June, 2015. Tidewater was formed to pursue the purchase, sale and transportation of NGLs and related infrastructure throughout North America and export to overseas markets.
  • People Corporation - Acted as Co-Lead Underwriter in a $14,388,800 Private Placement offering of Common Shares - closed May, 2015. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • CRH Medical Corporation - Acted as Co-Underwriter in a $27,370,000 Short-Form Prospectus Offering of Common Shares - closed March, 2015. CRH is a North American company focused on providing physicians with innovative products and services for the treatment of gastrointestinal diseases.
 

Growth Companies - Assignments List 2014

  • K-Bro Linen Inc. - Acted as Co-Underwriter in a $34,839,250 Short-Form Prospectus Offering of Common Shares - closed December, 2014. K-Bro is the largest owner and operator of laundry and linen processing facilities in Canada.
  • Sylogist - Acted as Lead Underwriter in a $27,500,000 Placement offering of Common Shares - closed September, 2014. Sylogist is a technology innovation company which, through strategic acquisitions, investments and operations management, provides Enterprise Systems and Supply Chain intellectual property solutions to a wide range of public and private sector customers.
  • Northern Frontier Corp - Acted as Co-Lead Underwriter in a $21,656,817 Short-Form Prospectus offering of Units - closed August, 2014. Northern Frontier provides sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • High Rock Canadian High Yield Bond Fund­ - Acted as Co-Agent in a $23,750,000 Initial Public Offering of Units - closed August, 2014. The Fund was established to provide Unit holders with investment exposure to a diversified portfolio of Canadian High Yield fixed income securities.
  • Input Capital Corp - Acted as Co-Underwriter in a $46,287,500 Short-Form Prospectus Offering of Common Shares - closed July, 2014. Input Capital Corp. operates as an agricultural streaming company. The company makes upfront payments to farmers in exchange for a fixed amount of grain in future years
  • Canexus Corporation - Acted as Co-Underwriter in a $85,550,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed June, 2014. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $87,417,135 Short-Form Prospectus Offering of Common Shares - closed June, 2014. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • CWC Energy Services Corp - Acted as Co Underwriter in a $28,786,800 Short-Form Prospectus offering of Subscription Receipts - closed April, 2014. CWC Well Services is a premier well servicing company operating in the Western Canadian Sedimentary Basin (WCSB) with a complementary suite of oilfield services including service rigs, coil tubing, snubbing and well testing.
  • Sylogist - Acted as Lead-Underwriter in a $15,130,000 Private Placement offering of Common Shares - closed April, 2014. Sylogist is a technology innovation company which, through strategic acquisitions, investments and operations management, provides Enterprise Systems and Supply Chain intellectual property solutions to a wide range of public and private sector customers.
  • People Corporation - Acted as Co-Lead Underwriter in a $10,352,358 Private Placement offering of Common Shares - closed April, 2014. People Corp. comprises top benefit, retirement and HR consultants across Canada. The company has 200 employees with 28 offices in various locations across Canada.
  • Canexus Corporation - Acted as Co-Underwriter in a $150,080,000 Short-Form Prospectus Offering of Common Shares - closed February, 2014. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
 

Growth Companies - Assignments List 2013

  • Northern Frontier Corporation - Acted as Lead Underwriter in a $12,372,850 Short-Form Prospectus Offering of Units - closed December, 2013. Northern Frontier provides sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • DirectCash Payments Inc. - Acted as Co-Underwriter in a $15,200,000 Short-Form Prospectus offering of Common Shares - closed November, 2013. DirectCash is a fully integrated financial product and service provider focused on ATM terminals, debit terminals, prepaid products, cash cards and transaction processing.
  • New Look Eyewear Inc - Acted as Co-Underwriter in a $25,000,000 Private Placement offering of Subscription Receipts - closed November, 2013. New Look is a leader in the eye care industry in Eastern Canada having a network of 74 corporate stores under the New Look banner, two affiliated clinics and a laboratory using state-of-the-art technologies and also 65 stores under the Vogue Optical banner and a lens manufacturing facility.
  • Input Capital Corp - Acted as Co-Underwriter in a $41,002,779 Short-Form Prospectus Offering and Private Placement of Common Shares - closed October, 2013. Input Capital Corp. operates as an agricultural streaming company. The company makes upfront payments to farmers in exchange for a fixed amount of grain in future years
  • Canexus Corporation - Acted as Co-Underwriter in a $107,500,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed September, 2013. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users. Canexus is also transforming its former plant site in Bruderheim, AB for transloading and storage purposes to service Alberta resource sectors.
  • Northern Frontier Corporation - Acted as Co-Agent in a $18,311,825 Long-Form Prospectus Offering of Subscription Receipts - closed September, 2013. Northern Frontier is using the offering proceeds to acquire a group of companies that provide sustaining capital services to large industrial energy customers in the SAGD region of northeastern Alberta.
  • Pure Multi-Family REIT - Acted as Co-Underwriter in a $23,000,000 Short-Form Prospectus Offering of Convertible Unsecured Subordinated Debentures - closed August, 2013. Pure Multi is a USD denominated vehicle that offers investors exclusive exposure to U.S. multi-family real estate assets.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $105,894,300 Short-Form Prospectus Offering of Common Shares - closed July, 2013. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Canexus Corporation - Acted as Co-Underwriter in a $115,055,200 Short-Form Prospectus Offering of Common Shares - closed June, 2013. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Pure Multi-Family REIT - Acted as Co-Underwriter in a $35,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2013. Pure Multi is a USD denominated vehicle that offers investors exclusive exposure to U.S. multi-family real estate assets.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $54,142,000 Short Form Prospectus Offering of Common Shares - closed January, 2013. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.