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Oil & Gas  2013  2012  2011  2010  2009  |  Growth Companies  2013  2012  2011  2010  2009
 

Oil & Gas - Assignments List 2013

  • Palliser Oil & Gas Corp - Acted as Co-Underwriter in a $3,150,000 Short-form prospectus offering (the "Offering") on an underwritten basis of 5,000,000 common shares ("Shares"). - closed January, 2013.
 

Oil & Gas - Assignments List 2012

  • Corval Energy - Acted as Lead Agent in a $31,000,000 Private Placement of 44,285,715 Common Shares at a price of $0.70 per share - closed December, 2012.
  • Exall Energy Corporation - Acted as Co-Agent in a $3,221,000 Short Form Prospectus Offering of 3,221,000 Flow Through Shares at $1.00 per Flow Through Share - closed October, 2012.
  • Argent Energy Trust - Acted as Co-Underwriter in a $126,500,000 Short Form Prospectus Offering of 12,650,000 Units at $10.00 per unit. - closed October, 2012.
  • Andylan Canadian Mid-Market Catalyst Strategy Fund - Acted as Co-Agent in a $18,895,000 Private Placement of Limited Partnership Subscriptions - closed August, 2012.
  • Argent Energy Trust - Acted as Co-underwriter in a $244,145,000 Initial Public Offering of 24,414,500 Trust Units at $10 per Unit - closed August, 2012.
  • Argent Energy Trust - Acted as Co-Underwriter in a $110,000,000 Short Form Prospectus Offering of 11,000,000 Trust Units at $10.00 per Unit - closed August, 2012.
  • Eagle Energy Trust - Acted as Co-Underwriter in a $85,030,000 Short Form Prospectus Offering of 7,730,000 Units at $11.00 per Unit - closed May, 2012.
  • Online Energy - Acted as Co-Underwriter in a $1,220,792 Short Form Prospectus Offering of 2,916,700 Common Shares and 1,541,500 Flow Through Shares - closed April, 2012.
  • Exall Energy Corporation - Acted as Co-Underwriter in a $21,850,000 7.75% Convertible Unsecured Subordinated Debentures - closed March, 2012.
 

Oil & Gas - Assignments List 2011

  • Crocotta Energy Inc - Acted as Co Agent in a $25,002,850 Short Form Prospectus Offering of 5,971,000 Common Shares at $3.35 Common Share and 1,250,000 Flow Through Shares at $4.00 per Flow Through Share - closed December, 2011.
  • Yoho Resources Inc - Acted as Co-Agent in a $17,500,150 Short Form Prospectus Offering of 4,545,500 Common Shares at $3.30 per Common Share and 625,000 Flow Through Shares at $4.00 per Flow Through Share. - closed December, 2011.
  • Questfire Energy Corp - Acted as Co Agent in a $6,176,000 Prospectus Offering of a minimun 8,000 and a maximun 10,000 Units at $1,000 per Unit proceeds of $8-$10 million. Each Unit is comprised of 90 Class B Flow Through Shares at $10.oo per Class B Flow Through Share and 500 Class A Flow Though Shares at $0.20 per Class A Flow Through Share. - closed October, 2011.
  • Petrus Resources - Acted as Co Agent in a $41,806,418 Private Placement Offering of 17,338,050 Common Shares at $2.00 per Common Share and 2,970,966 Flow Through Shares at $2.40 per Flow Through Share - closed October, 2011.
  • Croverro Energy Inc. - Acted as Sole Agent in a $4,900,000 Private Placement Offering of $2,532,500 Common Shares at $0.70 per Common Share. - closed September, 2011.
  • Muirfield Resources Ltd. - Acted as Co Agent in a $27,500,800 Private Placement Offering of 17,188,000 Common Share at $1.60 per Common Share - closed July, 2011.
  • Waldron Energy Corp - Acted as Co Underwriter in a $10,001,400 Private Placement Offering of 2,532,500 Flow Through Shares at $3.95 per Flow Through Share. - closed June, 2011.
  • Yangarra Resources Ltd - Acted as Co Underwriter in a $10,000,000 Private Placement Offering of 12,000,000 Flow Through Shares at $0.80 per Flow Through Share. - closed June, 2011.
  • Charger Energy Corp. - Acted as Co Underwriter in a $30,000,250 Private Placement Offering of 17,143,000 Common Shares at $1.75 per Common Share. - closed June, 2011.
  • Yangarra Resources Ltd - Acted as Co Underwriter in a $17,251,725 Short Form Prospectus Offering of 23,632,500.00 Common Shares at a price of $0.73 per Common Share. - closed March, 2011.
  • Waldron Energy Corp - Acted as Co Underwriter in a $5,002,500 Private Placement Offering of 1,334,00 million Flow Through Shares at $3.75 per Flow Through Share. - closed February, 2011.
  • Yoho Resources Inc - Acted as Lead Underwriter in a $12,000,000 Private Placement Offering of 2,000,000 Common Shares at $4.00 per Commmon Share and 88,334 Flow Through Shares at $4.80 per Flow Through Share. - closed February, 2011.
  • Kallisto Energy Corp - Acted as Sole Underwriter in a $5,000,000 Short Form Prospectus of 5,882,354 Flow Through Shares at a price of $0.85 per Flow Through Share. - closed February, 2011.
  • Crocotta Energy Inc - Acted as Co Underwriter in a $35,960,500 Short Form Prospectus Offering of 15,635,000 Common Shares at a price of $2.30 per Common Share. - closed February, 2011.
  • Croverro Energy Inc. - Acted as Sole Advisor in a $3,150,000 Arranged a capital infusion of $3,150,000 and a Joint Venture Agreement between the Company and a Capital Provider. - closed January, 2011.

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Oil & Gas - Assignments List 2010

  • Kallisto Energy Corp - Acted as Lead Underwriter in a $13,000,000 Private Placement of 1,578,948 Flow Through Special Warrants and a price of $0.95 per Special Warrant and 13,939,395 Common Share Special Warrants and a price of $0.825 per Special Warrant. - closed June, 2010.
  • Reliable Energy Ltd - Acted as Co Underwriter in a $15,000,000 Private Placement of 30,000,000 Special Warrants at $0.30 per Special Warrant and 16,500,000 Flow Through Shares at $0.365 per Flow Through Share. - closed May, 2010.
  • Athabasca Oil Sands Corp - Acted as Co Underwriter in a $1,552,500,000 Initial Public Offering of 86,250,000 Common Shares at $18 per Common Share. - closed April, 2010.
  • Yoho Resources Inc - Acted as Co Underwriter in a $12,637,500 Short Form Prospectus Offering of 2,875,000 Common Shares at a price of $2.70 per Common Share and 1,500,000 Flow Through Shares at a price of $3.25 per Flow Through Share - closed March, 2010.
  • Terra Energy Corp - Acted as Co Underwriter in a $23,500,000 Short Form Prospectus Offering of 5,000,000 Common Shares at $1.80 per Common Share and 6,250,000 Flow Through Shares at $2.16 per Flow Through Share. - closed March, 2010.
  • Twin Butte Energy Ltd - Acted as Co Underwriter in a $23,000,000 Short Form Prospectus Offering of 18,400,000 Common Shares at a price of $1.25 per Common Share - closed February, 2010.
  • Monterey Exploration Ltd - Acted as Co Underwriter in a $20,000,400 Short Form Prospectus Offering of 4,762,000 Common Shares at $4.20 per Flow Through Share. - closed February, 2010.
  • Second Wave Petroleum Inc - Acted as Co Underwriter in a $20,000,000 Short Form Prospectus Offering of 10,000,000 Common Shares at $2.00 per Common Share. - closed February, 2010.

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Oil & Gas - Assignments List 2009

  • Colonia Energy Corp - Acted as Co Underwriter in a $35,000,000 Private Placement of 175,000,000 Subscription Receipts at a price of $0.20 per Subscription Receipt - closed December, 2009.
  • Angle Energy Inc - Acted as Co Underwriter in a $44,079,750 Short Form Prospectus Offering of 7,535,000 Common Shares at a price of $5.85 per Common Shares - closed December, 2009.
  • Trafina Energy Ltd - Acted as Sole Underwriter in a $2,500,000 Private Placement of 5,026,670 Units at a price of $0.38 per Flow Through Share - closed November, 2009.
  • Novus Energy Inc - Acted as Co Underwriter in a $30,030,000 Short Form Prospectus Offering of 46,200,00 Subscription Receipts at a price of $0.65 per Subscription Receipt - closed November, 2009.
  • Midway Energy Ltd - Acted as Co Underwriter in a $12,008,000 Private Placement of 6,320,00 Common Shares at a price of $1.90 per Common Share - closed November, 2009.
  • Monterey Exploration Ltd - Acted as Co Underwriter in a $16,124,500 Short Form Prospectus Offering of 5,450,000 Common Shares at a price of $1.85 per Common Share and 2,650,000 Flow Through Shares at a price of $2.28 per Flow Through Share - closed October, 2009.
  • Second Wave Petroleum Inc - Acted as Co Underwriter in a $18,002,424 Short Form Prospectus Offering of 10,715,600 Common Shares at a price of $1.40 per Common Share and 1,765,000 Flow Through Shares at a price of $1.70 per Flow Through Share - closed October, 2009.
  • Delphi Energy Corp - Acted as Co Underwriter in a $16,500,000 Short Form Prospectus Offering of 13,200,000 Common Shares at a price of $1.25 per Common Share - closed September, 2009.
  • Midnight Oil Exploration Ltd - Acted as Co Underwriter in a $17,605,000 Short Form Prospectus Offering of 10,600,000 Common Shares at a price of $0.95 per Common Share and 6,850,000 Flow Through Shares at a price of $1.10 per Flow Through Share - closed September, 2009.
  • Terra Energy Corp - Acted as Lead Underwriter in a $20,300,000 Private Placement of 14,000,000 Subscription Receipts at a price of $1.45 per subscription Receipt - closed July, 2009.
  • Angle Energy Inc - Acted as Co Underwriter in a $30,000,258 Private Placement of 6,666,724 Special Warrants at a price of $4.50 per Special Warrant - closed May, 2009.

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Growth Companies - Assignments List 2013

  • Alaris Royalty Corp - Acted as Lead Underwriter in a $54,142,000 Short Form Prospectus Offering of Common Shares - closed January, 2013. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.

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Growth Companies - Assignments List 2012

  • Mediagrif Interactive Technologies Inc - Acted as Co-Underwriter in a $35,000,000 Short Form Prospectus Offering of Common Shares - closed December, 2012. Mediagrif Interactive is a provider of e-commerce hosted computer technology, providing dedicated web platforms to specific business sectors that allow for the interactions of buyers and sellers for the purchase and sale of products and exchange of information.
  • Canexus Corporation - Acted as Co-Underwriter in a $86,307,500 Short Form Prospectus Offering of Common Shares - closed December, 2012. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Stella-Jones Inc - Acted as Co-Underwriter in a $48,960,000 Private Placement of Subscription Receipts - closed November, 2012. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marine and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $69,000,000 Short-Form Prospectus offering of Convertible Debentures - closed July, 2012. Fortress Paper produces a wide range of paper products. The Company’s products include security papers, wallpapaer base, and other specialty papers.
  • Cervus Equipment Corp - Acted as Co-Underwriter in a $34,500,000 Short-Form Prospectus Offering of Convertible Debentures - closed July, 2012. Cervus acquires and manages authorized equipment dealerships in Western Canada. The Company operates 31 John Deere, AR Williams, Bobcat, and JCB equipment dealerships across Alberta, British Columbia, Saskatchewan, and Manitoba. Cervus recently expanded into New Zealand.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $60,912,500 Short Form Prospectus Offering of Common Shares - closed July, 2012. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $49,042,500 Short-Form Prospectus Offering of Common Shares - closed June, 2012. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Maple Leaf Energy Income LP - Acted as Co-Agent in a $18,890,500 Initial Public Offering of Limited Partnership Units - closed April, 2012. Maple Leaf is a limited partnership created to invest in joint ventures or participation agreements on selected properties with oil & gas exploration and production companies.
  • Advantaged Canadian High Yield Bond Fund - Acted as Co-Agent in a $17,000,000 Short-Form Prospectus Offering of Units - closed March, 2012. Advantaged is a fund created to provide investors with exposure to a portfolio of high yield fixed income securities (“Canadian HY Corporate Bonds”).
  • Stella-Jones Inc - Acted as Co-Underwriter in a $84,000,000 Secondary Offering of Common Shares - closed February, 2012. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marnie and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
 

Growth Companies - Assignments List 2011

  • Alaris Royalty Corp - Acted as Lead Underwriter in a $40,053,000 Short-Form Prospectus Offering of Common Shares - closed December, 2011. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $35,000,000 Short-Form Prospectus offering of Convertible Debentures - closed December, 2011. Fortress Paper produces a wide range of paper products. The Company's products include security papers, wallpaper base, and other specialty papers.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $4,479,000 Private Placement of Stapled Units - closed November, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $3,000,000 Private Placement of Stapled Units - closed July, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • Canexus Corporation - Acted as Co-Underwriter in a $60,000,000 Short-Form Prospectus Offering of Convertible Debentures - closed June, 2011. Canexus manufactures and supplies sodium chloride, chlor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Black Diamond Group Ltd - Acted as Co-Underwriter in a $52,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2011. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfeild drilling, and industrial workspace sectors.
  • Pinetree Capital Ltd - Acted as Co-Agent in a $75,000,000 Private Placement of Convertible Debentures - closed May, 2011. Pinetree is a diversified investment and venture capital firm focused on the small cap market. Pinetree's investments are primarily in the resources sector: Precious Metals, Base Metals, Oil and Gas, Potash, Lithium and Rare Earths, uranium and Coal.
  • Gryphon Gold Corporation - Acted as Co-Lead Underwriter in a $10,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2011. Gryphon Gold acquires, explores, and develops gold properties in the United States. The Company's principle asset is the Borealis project located near Hawthorne, Nevada.
  • IROC Energy Services Corp - Acted as Co-Lead Underwriter in a $22,308,762 Short-Form Prospectus offering of Common Shares - closed April, 2011. IROC provides a diverse range of products, services and equipment to the oil and gas industry. The company operates 36 service rigs, a rental equipment business, and a downhole sensor business line.
  • Canexus Income Fund - Acted as Co-Underwriter in a $477,053,466 Secondary Offering of Trust Units - closed February, 2011. Canexus manufactures and supplies sodium chloride, chlor-alkali, and soduim chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • Fortress Paper Ltd - Acted as Co-Underwriter in a $57,548,588 Short Form Prospectus offering of Common Shares - closed February, 2011. Fortress Paper produces a wide range of paper products. The Company's products include security papers, wallpaper base, and other specialty papers.

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Growth Companies - Assignments List 2010

  • Alaris Royalty Corp - Acted as Lead Underwriter in a $26,088,500 Shot-Form Prospectus Offering of Subscription Receipts - closed December, 2010. Alaris provides alternative financing for a diversified group of private businessess in exchange for royalties or distributions from the Private Company Partners.
  • Priviti Energy Limited Partnership - Acted as Co-Agent in a $57,500,000 Private Placement of Limited Partnership Units - closed October, 2010. Priviti investes in quality private Canadain companies and limited partnerships that conduct business within the Canadian energy industry and offer potential for substantial capital appreciation.
  • Canexus Income Fund - Acted as Co-Underwriter in a $60,000,000 Short Form Prospectus Offering of Convertible Debentures - closed September, 2010. Canexus soduin chloride, chor-alkali, and sodium chlorate chemical products to pulp production, water treatment, oil and gas, and other end users.
  • DirectCash Income Fund - Acted as Co-Underwriter in a $57,500,000 Short Form Prospectus Offering of Trust Units - closed September, 2010. Direct Cash is the Canadian independent market leader in the ATM, debit terminal and prepaid cash businessess.
  • Western Financial Group Inc - Acted as Co Underwriter in a $17,264,088 Short Form Prospectus Offering of Common Shares. - closed June, 2010. Western Financial Group is one of Western Canada’s leading financial service companies in Western Canada. The Company provides more than 250,000 customers with insurance, investment and banking products through WFG Agency Network, Western Life and Bank West.
  • Athabasca Oil Sands Corp - Acted as Co Underwriter in a $1,552,500,000 Initial Public Offering of Common Shares - closed April, 2010. Athabasca Oil Sands Corp acquires and develops oil sands leases in the Athabasca area of Northern Alberta.
  • Stella-Jones Inc - Acted as Co Underwriter in a $80,050,000 bought deal private placement of Subscription Receipts - closed March, 2010. Stella-Jones is a leading North American producer and marketer of industrial treated wood products, specializing in the production of pressure treated railway ties as well as wood poles supplied to electrical utilities and telecommunications companies. Other principle products include marine and foundation pilings, construction timbers, highway guardrail posts and treated wood for bridges.
  • Black Diamond Group Ltd - Acted as Co Underwriter in a $25,334,400 Short Form Prospectus Offering of Common Shares - closed March, 2010. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Enesco Energy Services Corp. - Acted as Co Underwriter in a $8,000,000 Private Placement of Units - closed February, 2010. Enesco supplies energy related service. The company's services include well swabbing, production testing, directional drilling, cased hole logging, perforating, and propellant stimulation services.
  • Priviti Energy Limited Partnership - Acted as Co Agent in a $30,000,000 Private Placement of Limited Partnership Units - closed January, 2010. Priviti invests in quality private Canadian companies and limited partnerships that conduct business within the Canadian energy industry and offer potential for substantial capital appreciation.

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Growth Companies - Assignments List 2009

  • Black Diamond Group Ltd - Acted as Co Underwriter in a $28,000,072 Short Form Prospectus Offering of Trust Units - closed December, 2009. Black Diamond supplies workforce accommodations and temporary workspace to clients in the oil sands, oilfield drilling, and industrial workspace sectors.
  • Alaris Royalty Corp - Acted as Lead Underwriter in a $13,800,000 Short-Form Prospectus Offering of Units - closed October, 2009. Alaris provides alternative financing for a diversified group of private businesses in exchange for royalties or distributions from the Private Company Partners.
  • Western Financial Group Inc - Acted as Co Agent in a $30,000,000 Short-Form Prospectus Offering of Preferred Shares - closed September, 2009. Western Financial Group is one of Western Canada's leading financial service companies in Western Canada. The company provides more than 250,000 customers with insurance, investment and banking products through WFG Agency Network, Western Life and Bank West.
  • Mercator Minerals, Ltd - Acted as Co Underwriter in a $80,500,000 Short-Form Prospectus Offering of Common Shares - closed September, 2009. Mercator is a 100% owner of the Mineral Park Mine located in Arizona, currently producing in excess of 1,000,000 pounds of copper per month.
  • Multiplied Media Corporation - Acted as Co Agent in a $2,918,623 Private Placement of Common Shares - closed August, 2009. Multiplied Media has developed the award-winning application poynt, the mobile local search service available over BlackBerry smartphones.
  • SemBioSys - Acted as Lead Agent in a $4,152,869 Short-Form Prospectus Offering of Units - closed July, 2009. SemBioSys is a biotechnology company that develops, produces, and commercializes protein-based pharmaceuticals and non-pharmaceuticals products.
  • Blackline GPS Inc - Acted as Co Agent in a $4,107,500 private placement of a Units - closed June, 2009. Blackline provides wireless location products and services leveraging GPS intergrated GSM technology.
  • Mercator Minerals, Ltd - Acted as Co Underwriter in a $35,000,000 Short-Form Prospectus Offering of Common Shares - closed May, 2009. Mercator is a 100% owner of Mineral Park Mine located in Arizona, currently producing in excess of 1,000,000 pounds of copper per month.
  • Cathedral Energy Services Trust - Acted as Co Underwriter in a $15,004,740 Short-Form Prospectus Offering of Trust Units - closed May, 2009. Cathedral provides drilling services and related equipment rentals to oil and natural gas companies in Western Canada and the Rocky Mountain region of the United States.
  • Western Financial Group Inc - Acted as Co Agent in a $16,710,000 private placement of Convertible Debentures - closed April, 2009. Western Financial Group is the one of Western Canada's leading financial service companies in Western Canada. The company provides more than 250,000 customers with insurance, investment and banking products through WFG Agency Network, Western Life and Bank West
  • Mercator Minerals, Ltd - Acted as Co Agent in a $23,300,000 private placement of Units - closed January, 2009. Mercator is a 100% owner of the Mineral Park Mine located in Arizonia, currently producing in excess of 1,000,000 pounds of copper per month.

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